![]() Ron A. Rhoades, attorney, fidcuiary advocate and chair of the financial planning program, Western Kentucky University. |
Summary: A top FINRA official says the industry watchdog has started reaching out to broker-dealers who offer robo advice, asking how they determine client risk tolerance, among other factors.
![]() Ron A. Rhoades, attorney, fidcuiary advocate and chair of the financial planning program, Western Kentucky University. |
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